535 Wellington Way, Suite 260 Lexington, KY 40503 Phone: (859) 252-2780 Fax: (859) 252-2740 Email: firstname.lastname@example.org Amy Smith: email@example.com Mindi Thore: firstname.lastname@example.org
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The SEC approved amendments to FINRA Rule 2210 to require each of a member firm’s
websites to include a readily apparent reference and hyperlink to BrokerCheck on (1) the
initial Web page that the firm intends to be viewed by retail investors, and (2) any other
Web page that includes a professional profile of one or more registered persons who
conduct business with retail investors. Please include the following link on the required
web pages: http://brokercheck.finra.org/. For further information, please click here.